“Unfortunately, without true collaboration across all stakeholders ie regulators, industry, advisers and consumers there is a very high risk that the lessons from the past will not be learnt, and the issues with the banks vertical integration will be replayed again”
The Adviser Association in Brisbane, QLD
“APRA Funds require the client to sign a declaration about the fees to be deducted. If this can't be relied on then why does any of the attestations the client makes have validity?”
JB Were in Sydney, NSW
“While Trustees should be prudent, requesting an SOA as a precondition to acting on members' clear consent seems imprudent. Quite apart from questions about their capability and competence to assess advice, it may expose Trustees to additional liability.”
Assured Support in Sydney, NSW
7 March, 2022
SUITABLE FOR: Heads of dealer group and licensee research businesses, senior executives of independent research firms, and senior professionals involved in researching investment products for inclusion in model portfolios and implemented consulting.
The event designed specifically for senior research professionals. The forum focuses on issues related to the generation and delivery of research and research-related materials to clients.