Compliance

Compliance

Former CBA financial planner sentenced

Mr Ricky David Gillespie has been sentenced in the Brisbane Magistrates Court for the forgery of client documents. Mr Gillespie was fined $3,000, with no conviction recorded. Mr Gillespie was a senior financial planner of the Commonwealth Bank’s financial planning subsidiary, Commonwealth Financial Planning Limited (CFPL). The charges brought against Mr Gillespie related to the […]
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