Funding in the budget for managed investment scheme (MIS) oversight won’t be a “silver bullet” to protect investors and the regulator needs more powers to deal with MIS registration, ASIC deputy chair Sarah Court told Professional Planner in one of her final interviews before she becomes chair.
Professional Planner is the leading voice for financial planners where they can learn about industry standards, get news, information, debate and develop new ideas.
We acknowledge the Traditional Custodians of this land upon which Conexus Financial sits, the Cadigal of the Eora Nation. We recognise their continuing connection and unique cultural and spiritual relationships to the land, waters and community. We pay our deepest respects to them and their culture, and to Elders both past and present.
Regulation