Licensee Summit

Simon Longstaff, Shail Singh: Workshop: Life under the code

Experts in advice, ethics and mediation put their knowledge and experience to the test by dissecting real-life scenarios faced by advisers and licensees in this interactive session in which delegates will develop their knowledge of the Code of Ethics obligations.

Speakers:

  • Dr Simon Longstaff AO, executive director, The Ethics Centre
  • Shail Singh, ombudsman, investments and advice, AFCA
  • Moderator: Matthew Smith, director, retail content, Conexus Financial

Take the QUIZ to earn your CPD points

Question 1
* AFCA was formed via the merging of three groups. Which of the below was NOT one of those groups?
Question 2
* There are how many Standards in FASEA’s Code of Ethics?
Question 3
* FASEA’s Code of Ethics was implemented and in force for advisers on what date?
Question 4
* AFCA’s primary role is what?
Question 5
* At AFCA, Shail Singh is the Ombudsman of what?

Please select here if you would like your CE/CPD hours uploaded to your existing MyCE record with Portfolio Construction Forum*.

*By selecting 'yes' please note that we will share your contact details with Portfolio Construction Forum.