EP2, Season 2: Where compliance ends and the Code begins

Tick-a-box approaches to compliance may not only be expensive and time consuming but they could also be holding advisers back from taking the next step in putting ethics into practice and advancing towards broader community trust and professional recognition, JB Were’s Kym Bailey and McMahon Clarke’s Selina Nutley discuss.  

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Claude for advisers has regulators and competitors on alert

Claude for advisers has regulators and competitors on alert

ASIC says it is closely monitoring developments such as the new Claude for financial advisers’ plugin – launched this week – and its potential implications for the Australian market. Incumbent tech vendors are also watching.

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