FSC Member-Only Professional Series: Risk and Compliance Briefing, Sydney

Topic: Building trust in our industry: Financial Services Trustmark and Standards Update

The Financial Services Council will be implementing the Financial Services Trustmark later this year. Over time, the Trustmark will be a signal to customers of the commitment FSC Members to providing quality products and services through their compliance with the FSC standards. To inform the implementation of the Trustmark, the FSC has circulated a consultation paper to FSC Members providing the details of the Trustmark proposal and is seeking Member feedback.

This session will give you the opportunity to:

  • understand more about the Trustmark and how it may be used;
  • as an FSC Member, consider the requirements for compliance with the FSC Standards; and
  • hear a case study on the real and public risks of not building trust in our industry.

This session will be of particular interest to Communications and Marketing Managers, Compliance Managers, Product Managers and Operational Managers.

Speaker:
David O’Reilly, General Counsel, Financial Services Council

Panel including:
Stephen Woodhill, Director of Communication, Financial Services Council; and
Representatives from the FSC Trustmark Working Group

http://www.fsc.org.au/events/professional-series-risk-and-compliance-briefing-sydney.aspx

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Escala looks to national expansion one year on from Focus deal

Escala looks to national expansion one year on from Focus deal

High-net-worth specialist advisory Escala is looking to expand beyond Sydney and Melbourne to become a national brand, a year on from a restructuring of the business by US-based Focus Financial Partners.

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