Ep6: Self regulation is still a way off

If the success of the Code of Ethics is marked by an industry that can self regulate and hold itself to account then we are a way off, Paul Moran, principal of self-licensed Moran Partners in Melbourne describes alongside UNSW’s Tracy Wilcox. Moran raises the possibility that a transition to this future state could be aided by a two-tiered approach to regulation.

Participants: Paul Moran, Moran Partners Financial Planning and Tracy Wilcox, UNSW Business School

Facilitator: Matthew Smith

Length: 42 mins

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Self-regulation is still a way off

Self-regulation is still a way off

Advisers are early on the journey to self-regulation but a two-tiered approach going forward may be the answer according to Moran Partners principal Paul Moran and business ethics academic Tracy Wilcox.

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