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Home>Regulation>Licensees>

Licensees

Compliance

Fiducian cops ASX speeding ticket to cap rough week

A tough week for Fiducian has seen it receive rebukes from ASIC, APRA and the Australian Securities Exchange due to either incorrectly informing investors that a settlement has been made with the corporate regulator or not disclosing additional license conditions added to its super fund trustee.
Chris DastoorApril 2, 2026
Licensees

Count to acquire advice firm Oracle in $72m deal

Chris DastoorMarch 31, 2026
Industry

InterPrac adviser banned for impersonating other advisers on SOAs

Chris DastoorMarch 30, 2026
Licensees

Sequoia delays dividend payment pending InterPrac sale

Chris DastoorMarch 30, 2026
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Industry

Court winds up Shield, First Guardian-linked advice practices

Chris DastoorMarch 26, 2026
Licensees
1

InterPrac sale to Conquest ‘puzzling’: FAAA

Chris DastoorMarch 25, 2026
Compliance
1

‘Doesn’t add up’: InterPrac clients left anxious in sale aftermath

Chris DastoorMarch 24, 2026
Licensees

Morningstar recommends shareholders approve Insignia acquisition

Chris DastoorMarch 24, 2026
Licensees

InterPrac advisers handed lifeline to move licensees

Chris DastoorMarch 23, 2026
Licensees
3

Sequoia set to offload InterPrac for $50K

Chris DastoorMarch 20, 2026
Licensees

Sequoia looks to offload InterPrac after platform pushback

Chris DastoorMarch 18, 2026
Licensees

Geoff Lloyd to lead Perpetual wealth spin-off acquired by Bain

Chris DastoorMarch 16, 2026
2026 Advice Policy Summit
3

‘Disgraceful’: Infocus’s dire review of Shield, First Guardian advice

Chris DastoorMarch 10, 2026
Licensees

Press quits Sequoia governance role as InterPrac shows little improvement

Chris DastoorMarch 4, 2026
Licensees

InterPrac-owner backtracks from ending cross-guarantee after ASIC pressure

Chris DastoorMarch 2, 2026
2026 Advice Policy Summit

Advice reform urged to protect Australians from scammers and fraudsters

Simon HoyleFebruary 27, 2026
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Media

Podcast

Beware AI ‘blast radius’ in financial advice: Tech veteran

Podcast

Managed Accounts Decoded: The rise, risks and regulation

Podcast

Iran, Trump and geopolitical risk in the AI age

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