Sean Graham

Articles written by this Author 12

Sean is a financial services lawyer with over 20 years’ experience and the managing director of Assured Support, a fiercely independent compliance and risk consultancy. His experience, insight and vision equips him to lessen the burden of compliance and provide advisers and licensees with market leading services, innovative solutions and peace of mind.

All Authors

The latest

Opinion
3

Defending advice: A two-tiered model is no victory for the profession

Sean GrahamNovember 11, 2022

Opinion

Don’t buy into the compliance failure myth

Sean GrahamJuly 14, 2022

Opinion

Advice quality ‘materially better’ as compliance standards soar

Sean GrahamJanuary 28, 2022

Opinion
4

Reform by gaslight: Why the FSC’s plan for advice doesn’t add up

Sean GrahamNovember 8, 2021

Opinion

It’s an uncertain path to safe harbour on best interests

Sean GrahamJanuary 8, 2018

Advice

In client terms, ‘risk’ means the chance of losing money

Sean GrahamNovember 3, 2017

Advice

Risk profile driving strategy? Bad move

Sean GrahamOctober 19, 2017

Compliance

Compliance can blind you to clients’ needs

Sean GrahamAugust 31, 2017

Compliance

No substitute for a genuine focus on the best outcomes

Sean GrahamJune 7, 2017

Opinion

ASIC’s Report 515 puts licensees’ auditors under scrutiny

Sean GrahamMay 2, 2017

Contributors

Meaningful CPD must be a part of industry’s education standards

Sean GrahamMarch 27, 2017

Industry

Keep pushing for reform, whether legislation keeps up or not

Sean GrahamMarch 22, 2017