If the success of the Code of Ethics is marked by an industry that can self-regulate and hold itself to account then we are a way off, Paul Moran, a self-licensed practice owner describes alongside UNSW’s Tracy Wilcox. Moran raises the possibility that a transition to this future state could be aided by a two-tiered approach to regulation.
FAAA opens nominations for three new directors
The Financial Advice Association Australia has called for nominations for the election of three new directors, with two to fill existing positions and one to fill a new position. The new appointees will start along with chair-elect Michelle Veitch in November.
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