If the success of the Code of Ethics is marked by an industry that can self-regulate and hold itself to account then we are a way off, Paul Moran, a self-licensed practice owner describes alongside UNSW’s Tracy Wilcox. Moran raises the possibility that a transition to this future state could be aided by a two-tiered approach to regulation.
Sequoia sells down Centrepoint stake as cash-raising plan takes shape
After telling shareholders of material uncertainty over its ability to continue as a going concern and flagging plans to raise cash to shore up its financial position, Sequoia Financial Group appears to have kicked off that process with the sale of more than 15 million shares in rival Centrepoint Alliance.
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