If the success of the Code of Ethics is marked by an industry that can self-regulate and hold itself to account then we are a way off, Paul Moran, a self-licensed practice owner describes alongside UNSW’s Tracy Wilcox. Moran raises the possibility that a transition to this future state could be aided by a two-tiered approach to regulation.
EP6, Season 2: Self-regulation is still a way off
Industry
Advisers need to take lead on advocacy
The Professional Planner Advice Policy Summit will hear from the most influential power brokers in financial services about what needs to be done to achieve enhanced policy outcomes. ART’s Anne Fuchs believes more needs to be done to find common ground, while WT Financial Group’s Keith Cullen says advisers need to take the lead on advocating for the profession.
Beata KuczynskaJanuary 15, 2025