Tick-a-box approaches to compliance may not only be expensive and time consuming but they could also be holding advisers back from taking the next step in putting ethics into practice and advancing towards broader community trust and professional recognition, JB Were’s Kym Bailey and McMahon Clarke’s Selina Nutley discuss. Â
NCA backflip shows advice profession tarnished by Shield and First Guardian
The establishment of the government’s proposed new class of adviser is unlikely to top the policy wish list of many advisers and licensees, but the profession’s omission from the coming regime is telling.
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