EP2, Season 2: Where compliance ends and the Code begins

Tick-a-box approaches to compliance may not only be expensive and time consuming but they could also be holding advisers back from taking the next step in putting ethics into practice and advancing towards broader community trust and professional recognition, JB Were’s Kym Bailey and McMahon Clarke’s Selina Nutley discuss.  

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PI insurance market ‘pretty positive’, with minimal Shield, First Guardian impact

PI insurance market ‘pretty positive’, with minimal Shield, First Guardian impact

The collapse of the Shield and First Guardian master funds has had minimal impact on the professional indemnity insurance market for advisers and licensees so far, but insurers are paying far greater attention to trustees and platforms and the products they choose to host.

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