Tick-a-box approaches to compliance may not only be expensive and time consuming but they could also be holding advisers back from taking the next step in putting ethics into practice and advancing towards broader community trust and professional recognition, JB Were’s Kym Bailey and McMahon Clarke’s Selina Nutley discuss.
EP2, Season 2: Where compliance ends and the Code begins
Industry
Advisers need to take lead on advocacy
The Professional Planner Advice Policy Summit will hear from the most influential power brokers in financial services about what needs to be done to achieve enhanced policy outcomes. ART’s Anne Fuchs believes more needs to be done to find common ground, while WT Financial Group’s Keith Cullen says advisers need to take the lead on advocating for the profession.
Beata KuczynskaJanuary 15, 2025