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Home>Tag: AFCA

AFCA

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Regulation

AFCA defends use of discretion to hear complaints from wholesale investors

Chris DastoorJune 1, 2023
Advice

Get to the point: Clear advice will win out

Chris DastoorMay 16, 2023
Industry

Singh gains permanency as lead ombudsman

Chris DastoorMay 9, 2023
Compliance
1

Show me the evidence: Why comprehensively detailing the advice strategy matters

Chris DastoorMay 5, 2023
Industry Updates

AFCA appoints former consumer advocacy lead to to board

Industry UpdatesApril 27, 2023
Industry Updates

AFCA re-appoints CEO Locke, hits $1b in compensation

Industry UpdatesApril 13, 2023
Opinion

He said, she said: Where are the file notes?

Simon HoyleMarch 31, 2023
Industry

AFCA aims to refine complaints process with consultation

Callum JonesMarch 29, 2023
Opinion

A last resort for consumers, the end of the road for licensees

Simon HoyleMarch 9, 2023
Superannuation

Super funds’ complaint process under regulator’s scrutiny

Zilla EfratFebruary 14, 2023
Advice Practitioner Summit
3

Go away, SOA: Record keeping and file notes already the superior proof of advice

Chris DastoorFebruary 9, 2023
Licensees

PI dispute hits Sequoia half-year earnings guidance

Chris DastoorJanuary 24, 2023
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Media

Podcast

Managed Accounts Decoded: The rise, risks and regulation

Podcast

Iran, Trump and geopolitical risk in the AI age

Podcast

The value of keeping an adviser voice in policy conversations

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