If the success of the Code of Ethics is marked by an industry that can self-regulate and hold itself to account then we are a way off, Paul Moran, a self-licensed practice owner describes alongside UNSW’s Tracy Wilcox. Moran raises the possibility that a transition to this future state could be aided by a two-tiered approach to regulation.
APRA targets executive pay packets of under-fire Diversa Trustees
APRA has commenced an investigation into Diversa Trustees executive remuneration decision-making and processes, but says the move is unrelated to any enforcement action stemming from to the collapse of the First Guardian Master Fund.
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