If the success of the Code of Ethics is marked by an industry that can self-regulate and hold itself to account then we are a way off, Paul Moran, a self-licensed practice owner describes alongside UNSW’s Tracy Wilcox. Moran raises the possibility that a transition to this future state could be aided by a two-tiered approach to regulation.
ASIC unsurprised at govt hesitancy around DBFO post Shield, First Guardian
ASIC Commissioner Alan Kirkland isn’t surprised that the government has changed course on its approach to the Delivering Better Financial Outcomes legislation, after the $1 billion Shield and First Guardian collapse impacted progress of the reforms.
Leave a Comment
You must be logged in to post a comment.