If the success of the Code of Ethics is marked by an industry that can self-regulate and hold itself to account then we are a way off, Paul Moran, a self-licensed practice owner describes alongside UNSW’s Tracy Wilcox. Moran raises the possibility that a transition to this future state could be aided by a two-tiered approach to regulation.
Budget and big super create tailwinds for advisers, licensees: Humphrey
The “structural tailwinds” of budget tax changes and big super’s focus on financial advice will help buoy financial advice and licensee businesses for years to come, says Count chief executive Hugh Humphrey. Both Count and fellow ASX-listed Centrepoint Alliance announced full-year results this week that reveal where they expect growth to come from.
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