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Home>Tag: Rhett Das

Rhett Das

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Compliance

Top tips for easing the burgeoning compliance burden

Nina HendyAugust 8, 2025
Compliance

‘Doesn’t feel right’: Managing conflicts with in-house managed accounts

Chris DastoorApril 7, 2025
Compliance

Lack of informed client consent for AI usage creates code conundrum

Chris DastoorOctober 1, 2024
Compliance

‘Don’t worry but do prepare’ on QAR implementation

Oksana PatronMarch 22, 2024
Compliance
1

Show me the evidence: Why comprehensively detailing the advice strategy matters

Chris DastoorMay 5, 2023
Opinion
1

Zooming and boozing creates informed consent dilemma for advisers

Rhett DasApril 8, 2022
Licensees

Responsible managers ‘need to be a part of the business’

Tahn SharpeNovember 23, 2018
Industry

What’s in the best SoA? Only what needs to be

Simon HoyleNovember 27, 2017
Compliance

What financial planners can learn from client disputes

Rhett DasJanuary 23, 2015
Compliance

If regulations are disallowed, what’s the future under FoFA?

Simon HoyleJuly 14, 2014
Compliance

Misleading or deceptive conduct and the financial adviser

Rhett DasJuly 7, 2014
Regulation

Call to delay TASA financial adviser regime as key compliance information remains unclear

Simon HoyleApril 16, 2014
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Media

Podcast

Managed Accounts Decoded: The rise, risks and regulation

Podcast

Iran, Trump and geopolitical risk in the AI age

Podcast

The value of keeping an adviser voice in policy conversations

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