The Adviser’s Guide to Investing in Alternatives

Demand for access to alternative asset classes via private markets continues to grow, and thus, the need for comprehensive and in-depth coverage.

For financial advisers who specialise in, or are considering, incorporating these asset classes in their offerings, it’s important to not only understand the underlying benefits, risks and mechanics of the various subsectors involved but how they interplay with the needs and goals presented by clients.

While interest in alternatives has certainly been piqued around the industry, it coincides with heightened regulatory scrutiny and monitoring of the sector.

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    How a disappearing adviser exposed vulnerabilities in the governance chain

    How a disappearing adviser exposed vulnerabilities in the governance chain

    On the face of it, she looked like the model adviser. She was respected by her peers, her advice was good, she regularly won awards, and her clients loved her. Then she started pre-charging clients fees for service, took the money, spent it, and disappeared. That disappearance was ultimately how Count found her.

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