If the success of the Code of Ethics is marked by an industry that can self-regulate and hold itself to account then we are a way off, Paul Moran, a self-licensed practice owner describes alongside UNSW’s Tracy Wilcox. Moran raises the possibility that a transition to this future state could be aided by a two-tiered approach to regulation.
FAAA’s Anderson to bid farewell with advocacy legacy assured
In November, Phil Anderson, the FAAA’s highly respected general manager of policy, advocacy and standards, will leave the association that he was instrumental in creating. Anderson departs with an enviable track record of advocating for advisers and their clients in the face of a deluge of regulatory reform and upheaval.
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