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Home>Regulation>

Regulation

Industry

Netwealth rolls out changes to fine print in wake of Shield, First Guardian

Netwealth has updated its terms and conditions to allow it to directly correspond with clients without necessarily needing to inform the adviser or licensee and potentially limit user access. The move comes as part of the regulator-enforced governance uplift across the platform sector in the aftermath of the collapse of the Shield and First Guardian master funds. 
Chris DastoorApril 17, 2026
Education

Licensee leaders call on minister to expedite education changes

Chris DastoorApril 17, 2026
Regulation

Platforms to unleash greater monitoring of advisers and MISs

Chris DastoorApril 16, 2026
Regulation
1

Time to bring law to SMSF ‘wild west’: Hartley

Chris DastoorApril 15, 2026
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Compliance

Decade-long ban for adviser central to ASIC’s Shield, First Guardian investigation

Chris DastoorApril 13, 2026
Licensees

Sequoia says InterPrac guarantee will remain in place after sale

Simon HoyleApril 10, 2026
Licensees

Sequoia admits misleading ASX on media engagement

Chris DastoorApril 9, 2026
Compliance

ASIC bans Shield, First Guardian-linked adviser for false SOA attributions

Chris DastoorApril 9, 2026
Licensees

ASIC seeks court intervention into InterPrac sale

Chris DastoorApril 8, 2026
Regulation

Govt to ban advice fee deductions from super for fund switches

Chris DastoorApril 8, 2026
Compliance

MWL adviser banned 3 years for Shield breaches despite 3-month tenure

Chris DastoorApril 7, 2026
Compliance

Fiducian cops ASX speeding ticket to cap rough week

Chris DastoorApril 2, 2026
Superannuation

Only 12 super funds meet adviser-ready standard as industry funds underwhelm

Chris DastoorApril 1, 2026
Compliance

Fiducian rejects APRA concerns, says processes blocked Shield and First Guardian

Chris DastoorApril 1, 2026
Licensees

Count to acquire advice firm Oracle in $72m deal

Chris DastoorMarch 31, 2026
Industry

InterPrac adviser banned for impersonating other advisers on SOAs

Chris DastoorMarch 30, 2026
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Media

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Governance, growth and client conversations in managed accounts

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Managed Accounts Decoded: The rise, risks and regulation

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