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Home>Tag: UGC

UGC

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Industry

Insolvent licensees implicated in Shield, First Guardian to get indefinite AFCA memberships

Chris DastoorMarch 3, 2026
Industry
1

AFCA releases lead decisions on Shield, First Guardian disputes

Chris DastoorJanuary 5, 2026
Compliance

Auditor pinged for gatekeeping failure with United Global Capital

Chris DastoorOctober 27, 2025
Industry

Shield-connected practice sees adviser receive four-year ban

Chris DastoorAugust 18, 2025
Industry
1

AFCA complaints show tale of two sectors

Chris DastoorJuly 23, 2025
Regulation

FAAA follows suit on FSC’s ‘red tape razor gang’

Chris DastoorApril 9, 2025
Regulation

‘Lack of diversification’ leaves advice on the hook for product failures

Beata KuczynskaMarch 13, 2025
Regulation

FAAA calls for major law changes to fix CSLR

Chris DastoorMarch 3, 2025

Media

Podcast

Managed Accounts Decoded: The rise, risks and regulation

Podcast

Iran, Trump and geopolitical risk in the AI age

Podcast

The value of keeping an adviser voice in policy conversations

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