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Home>Tag: PJC

PJC

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Regulation
1

ASIC: ‘No idea’ when advice disciplinary panels should be convened

Tahn SharpeOctober 5, 2021
Regulation

Crypto activity difficult to ascertain: ASIC

Tahn SharpeSeptember 24, 2021
Advice

Perth adviser singled out for advocacy saving $90M in levies

Tahn SharpeSeptember 1, 2021
Regulation

New ASIC unit to focus on reducing regulatory costs for businesses

Tahn SharpeAugust 27, 2021
Industry
1

Ombudsman reveals AMPFP tactics against advisers

Tahn SharpeAugust 5, 2021
Industry

Damocles sword hangs over timeshare advisers: ASIC’s Chester

Tahn SharpeJune 21, 2021
Regulation
2

Advisers have ‘no appetite’ for digital advice: ASIC

Tahn SharpeApril 14, 2021
Compliance
3

ASIC fine with extra advice fee compliance doc

Tahn SharpeAugust 19, 2020
SMSF

ASIC to look at updating ‘stale’ SMSF fact sheet data

Tahn SharpeJuly 15, 2020
Regulation

PJC grills ASIC on advice fee ‘disclosure duplication’

Tahn SharpeFebruary 28, 2020
Regulation
3

ASIC powerless over property spruikers

Tahn SharpeNovember 19, 2019
Regulation

ASIC won’t be cowed by IOOF, Westpac rulings

Tahn SharpeSeptember 23, 2019
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Media

Podcast

Professional year programs – nurture and nature

Podcast

The short sell – getting the pricing right

Podcast

Solving the advice technology puzzle

Recent Comments

AMP adviser associations merge

1

‘Not going to cut it’: Advisers can’t restrict themselves to under 100 clients

2

Close to 1,000 advisers on FAR yet to pass exam: Wealth Data

1

Life insurers to launch new peak body

1

Clients refusing info doesn’t excuse advisers from ethics obligations: TAL

2
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