‘The advice is good, the recordkeeping is bad’
A compliance expert has said that while the service advisers provide is often top notch, the regulator is cracking down on the incomplete paperwork behind it.
A compliance expert has said that while the service advisers provide is often top notch, the regulator is cracking down on the incomplete paperwork behind it.
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We acknowledge the Traditional Custodians of this land upon which Conexus Financial sits, the Cadigal of the Eora Nation. We recognise their continuing connection and unique cultural and spiritual relationships to the land, waters and community. We pay our deepest respects to them and their culture, and to Elders both past and present.
Regulation