The regulator has warned financial services licensees to ensure they have robust recruitment processes in place when appointing representatives. Particularly, the Australian Securities and Investments Commission (ASIC) wants licensees to be on their guard when employing advisers who have worked for a business ASIC has previously taken action against. The warning follows recent ASIC action
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We acknowledge the Traditional Custodians of this land upon which Conexus Financial sits, the Cadigal of the Eora Nation. We recognise their continuing connection and unique cultural and spiritual relationships to the land, waters and community. We pay our deepest respects to them and their culture, and to Elders both past and present.
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