The daughter of a victim of financial fraud has pleaded with the industry to do more due diligence after an adviser gambled away millions of client money. Despite compliance protocols in place, Sharon Williams has been left perplexed why those checks and balances failed to catch any malfeasance.
Professional Planner is the leading voice for financial planners where they can learn about industry standards, get news, information, debate and develop new ideas.
We acknowledge the Traditional Custodians of this land upon which Conexus Financial sits, the Cadigal of the Eora Nation. We recognise their continuing connection and unique cultural and spiritual relationships to the land, waters and community. We pay our deepest respects to them and their culture, and to Elders both past and present.
Industry
2