The regulator has cancelled the Australian financial services (AFS) licences of a Sydney-based financial advice firm after finding it had repeatedly failed to comply with the Corporations Act 2001 and the its licence conditions. The Australian Securities and Investments Commission (ASIC) said it was particularly concerned about the level of supervision of the representatives appointed
Professional Planner is the leading voice for financial planners where they can learn about industry standards, get news, information, debate and develop new ideas.
We acknowledge the Traditional Custodians of this land upon which Conexus Financial sits, the Cadigal of the Eora Nation. We recognise their continuing connection and unique cultural and spiritual relationships to the land, waters and community. We pay our deepest respects to them and their culture, and to Elders both past and present.
Regulation