An adviser who impersonated a client during two telephone conversations with a bank is the first to be reprimanded by the ASIC Financial Services and Credit Panel. In line with previous guidance, the name of the planner has been left out of any public notice.
Professional Planner is the leading voice for financial planners where they can learn about industry standards, get news, information, debate and develop new ideas.
We acknowledge the Traditional Custodians of this land upon which Conexus Financial sits, the Cadigal of the Eora Nation. We recognise their continuing connection and unique cultural and spiritual relationships to the land, waters and community. We pay our deepest respects to them and their culture, and to Elders both past and present.
Compliance