The corporate regulator’s private markets surveillance work has triggered a consultation into updating its conflicts of interest guidance for licensees. The guidance was last updated over 20 years ago and ASIC wants a fresher and clearer standard AFSLs can use to identify, manage or avoid conflicts of interest and to make sure clients and members are treated fairly.
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We acknowledge the Traditional Custodians of this land upon which Conexus Financial sits, the Cadigal of the Eora Nation. We recognise their continuing connection and unique cultural and spiritual relationships to the land, waters and community. We pay our deepest respects to them and their culture, and to Elders both past and present.
Regulation