ASIC trifecta as regulator bans, cancels, suspends
The Australian Securities and Investments Commission (ASIC) has cancelled a financial services licence, banned an adviser and is investigating an online financial-mentoring company. Barker is the sole director of Tangible Assets Financial Services Pty Ltd, Tangible Assets Pty Ltd and TATL Pty Ltd (formerly Tangible Assets Trading Pty Ltd).


Regulation