Hayne called it the ‘rolling bad apple phenomenon’; advisers hopping licensees without being subject to standardised reference checks. With a Bill dangling before parliament giving ASIC the right to determine new protocols, the regulator has asked stakeholders for their view.
Professional Planner is the leading voice for financial planners where they can learn about industry standards, get news, information, debate and develop new ideas.
We acknowledge the Traditional Custodians of this land upon which Conexus Financial sits, the Cadigal of the Eora Nation. We recognise their continuing connection and unique cultural and spiritual relationships to the land, waters and community. We pay our deepest respects to them and their culture, and to Elders both past and present.
Regulation
1