Experts in advice, ethics and mediation put their knowledge and experience to the test by dissecting real-life scenarios faced by advisers and licensees in this interactive session in which delegates will develop their knowledge of the Code of Ethics obligations.

Speakers:

  • Dr Simon Longstaff AO, executive director, The Ethics Centre
  • Shail Singh, ombudsman, investments and advice, AFCA
  • Moderator: Matthew Smith, director, retail content, Conexus Financial

Take the QUIZ to earn your CPD points

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Question 1
* AFCA was formed via the merging of three groups. Which of the below was NOT one of those groups?
Question 2
* There are how many Standards in FASEA’s Code of Ethics?
Question 3
* FASEA’s Code of Ethics was implemented and in force for advisers on what date?
Question 4
* AFCA’s primary role is what?
Question 5
* At AFCA, Shail Singh is the Ombudsman of what?

Please select here if you would like your CE/CPD hours uploaded to your existing MyCE record with Portfolio Construction Forum*.

*By selecting 'yes' please note that we will share your contact details with Portfolio Construction Forum.

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    We acknowledge the Traditional Custodians of this land upon which Conexus Financial sits, the Cadigal of the Eora Nation. We recognise their continuing connection and unique cultural and spiritual relationships to the land, waters and community. We pay our deepest respects to them and their culture, and to Elders both past and present.

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