Panel: Gatekeeping, due diligence and professionalism in investment advice

This panel will reflect on the previous two session and discuss and debate due diligence role of “gatekeepers” including professional advisers, licensees, platforms and researchers to ensure a high-quality ecosystem for investment funds. It will assess two policy proposals regarding the Delivering Better Financial Outcomes and Compensation Scheme of Last Resort reforms, drawing out the implications for consumers, advisers and their service providers.