Compliance

Unpacking the new Life Insurance Code

Tuesday, 15 August 2017

Planners who advise on life insurance products need to familiarise themselves with the new code of practice sooner rather than later, writes Dr June Smith.

Exam preparation takes a different way of thinking

Wednesday, 2 August 2017
With compulsory further education looming, financial advisers can prepare themselves and overcome nerves by studying courses and taking exams in related areas in advance.

SoA woes make SMSF accountants shy away from advice

Wednesday, 19 July 2017
Accountants operating under the new SMSF advice licensing regime who have not providing advice have cited uncertainty about documentation and compliance as one reason why.

Reflection: A debate that shouldn’t be necessary

Friday, 7 July 2017
ASIC’s ruling about conditions for advisers calling themselves independent should be uncontroversial, but it’s not surprising that many in the industry are railing against it.

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