Best Practice

ASIC guidance on handling advisers not just for big end of town

A leading compliance expert says even small financial planning licensees should pay close attention to the Australian Securities and Investments Commission’s report into how large institutions oversee their advice networks. Simon Hoyle reports.

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    Can financial planners attain the same professional status as doctors?

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    Do your recruitment plans in 2017 include hiring a graduate?

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    Do fund managers have a legitimate role to play in helping advisers explain investment concepts and strategies?