Scott Walters, head of financial planning at Yellow Brick Road, talks about the FPA Conference 2010, the changes facing the industry, Yellow Brick Road’s continued success and the reasons for this success.
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ASIC’s Sarah Court on the Shield, First Guardian probe and the future of MIS oversight
In a one-on-one interview with Professional Planner editor Chris Dastoor, ASIC deputy chair Sarah Court reflects on the Shield and First Guardian investigation and how the regulator will enhance its oversight of managed investment schemes.
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