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Research Practice Management & Succession Compliance in a volatile market
Research Practice Management & Succession Compliance in a volatile market
Written by ACI Thursday, 11 December 2008 13:50
In a bear market, the financial services industry, in which participants are remunerated by commissions based on volumes, may be tempted to 'cut corners' when it comes to compliance to achieve the same income as previously enjoyed in a bull market. But in this white paper, the Australasian Compliance Institute argues such industries should increase their spending on compliance, not the reverse.
| File | File size |
|---|---|
 ACI - Compliance in Volatile Market White Paper.pdf | 98 Kb |
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