Challenge and consider changing your licensee
- published on 17/05/2012
- 4
The professional obligations of financial planners trump those of their employers and should guide their behaviour in dealing with practices or processes that ... [more]
- Challenge and, if necessary, change your licensee: FPA
Challenge and consider changing your licensee- By Simon Hoyle
- 4
The professional obligations of financial planners trump those of their employers and should guide their behaviour in dealing with practices or processes that may be proposed by licensees, according to…
- Legal view: regulation won’t end scams
Legal view: regulation won’t end scams- By Andrew Starke
- 1
A senior finance-industry solicitor says the new era of fee-for-service will not automatically end the rorts offered by some commission-based schemes of the past.
Principal of Townsends Business & Corporate Lawyers,…
- AMP’s Helmich on FoFA, recruitment
AMP’s Helmich on FoFA, recruitment- By Andrew Starke
- 0
Steve Helmich, AMP director of financial planning, advice and services says he has never seen the mood more positive amongst AMP’s financial planners.
“We don’t have too many who are grizzled…
- Advisers singled out as Trio saga concludes
Advisers singled out as Trio saga concludes- By Andrew Starke
- 1
An 11-month investigation into the collapse of Trio Capital has concluded with a Parliamentary Joint Committee recommending closer scrutiny of both planners and accountants.
The Parliamentary Joint Committee (PJC) on Corporations…
- Compensation key as Trio findings released
Compensation key as Trio findings released- By Andrew Starke
- 0
The Financial Services Council (FSC) has echoed the sentiment of an independent report calling for a “sense of proportion” in the debate over compensation arrangements for consumers of financial services.
The…
Most read stories
- AXA FP is CoreData’s Licensee of the Year (1,146 views)
- FOS says stick to code 'lock, stock and barrel' (1,040 views)
Latest Site Activity
- James Hodder: I support whole heartedly the sentiment of this article. I applaud the courage and considerable effort...
- Pat: Myles, you use the term “adviser” in the same sentence as “Storm”. I don’t...
Kearns to tackle FoFA … and the sooner the better
Former Wallaby Phil Kearns has been in the hot seat at Centric Wealth for five months and reflects on industry reform and the [...]
FoFA, a model for global financial planning reform
The Financial Planning Standards Board (FPSB), which owns the CERTIFIED FINANCIAL PLANNER and CFP trademarks outside the United States, says it backs moves [...]
Super the fall guy in short-term budget fix
The financial-planning industry has voiced its concern over last night’s federal budget, accusing the government of excessive tinkering and using superannuation as a [...]
